Regulatory Disclosures
ClearMind Capital LLC is committed to transparency. Below you will find our regulatory filings and important disclosures.
Form ADV
Form ADV is the uniform disclosure document used by registered investment advisers. It contains information about an adviser's business practices, services, fees, and disciplinary history, and is filed with state securities authorities or the SEC, as applicable.
Firm Brochure — detailed information about our advisory services, fees, and business practices.
Brochure Supplement — information about the qualifications of our advisory personnel.
Prefer plain language? See our Form ADV Summary for a clear breakdown of our services, exact fee schedules, and adviser credentials.
Registration Information
ClearMind Capital LLC is registered as an investment adviser with the State of Ohio.
CRD# 334362
Fee-Only Fiduciary
ClearMind Capital LLC operates as a fee-only fiduciary. This means:
- We do not receive commissions or compensation from third parties for recommending products or services
- Our only source of compensation is the fees we charge directly to our clients
- We are legally bound to act in your best interest at all times
- We must disclose any conflicts of interest that may affect our advice
Important Disclosures
Advisory services offered through ClearMind Capital LLC ("CMC"), an investment adviser registered with the state of Ohio. Advisory services are only offered to clients or prospective clients where CMC and its representatives are properly registered or exempt from registration.
The information on this site is not intended as tax, accounting or legal advice, nor is it an offer or solicitation to buy or sell, or as an endorsement of any company, security, fund, or other offering. Information provided should not be solely relied upon for decision making. Please consult your legal, tax, or accounting professional regarding your specific situation.
Investments involve risk and have the potential for complete loss. It should not be assumed that any recommendations made will necessarily be profitable. Past performance is not indicative of future results.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
Contact Us
For questions about our regulatory filings or disclosures, please contact Nicholas George, Chief Compliance Officer, at (614)-254-5501 or info@clearmind-capital.com.
